28th Annual Advanced Course of Study: Regulation D Offerings and Private Placements
March 18, 2010 - March 20, 2010
Scottsdale Plaza Resort
7200 North Scottsdale Road
Scottsdale, AZ 85253
For more information and to register for this event, please click here.
Presenters:
Alan J. Berkeley, Katherine J. Blair
Sponsors:
ALI-ABA and the Securities Law Committee of the Federal Bar Association
As planning chair, Alan J. Berkeley will participate in several panels over the duration of the course. Katherine J. Blair will also be participating in several presentations. Dates and times are listed below:
THURSDAY, MARCH 18, 2010
9:00 a.m. Introductory Remarks and Background
9:10 a.m. Conditions and Mechanics of the Private Placement Exemptions: The Existing Rules and the SEC's Proposed (or Adopted) Changes
10:30 a.m. Identifying and Soliciting Investors: General Solicitation, Broker-Dealers, Finders
2:15 p.m. Resales of Restricted Securities: Rule 144, and Section 4(1-1/2)
FRIDAY, MARCH 19, 2010
9:00 a.m. FINRA Regulation and Federal and State Enforcement and Civil Liability Issues
1:30 p.m. Preparing Offering Materials and Subscription Documents (Katherine J. Blair)
2:45 p.m. Private Offerings by Small Businesses and Start-Up Ventures (Katherine J. Blair)
SATURDAY, MARCH 20, 2010
8:45 a.m. Potpourri: Regulation D in Practice; Questions and Answers (Alan J. Berkeley and Katherine J. Blair)
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